The 506(c) Offering Solution vs. the Old 506(b) Rule

Under Rule 506, issuers are able to claim an exemption regarding the requirement to register securities. The United States Securities and Exchange Commission (SEC) adopted Regulation D, authorized by Title II of the JOBS Act, which created a new Rule 506(c). The new Rule 506(c) offering provisions went into effect in September 2013. The old Rule 506 is now referred to as Rule 506(b).

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  • Fidel Barnhart